Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregoire Libert

  IRN GXL01403

  • CF30 Customer (22 Sep 2010 to 31 Aug 2012)
• Gregory Mills

  IRN GXM00266

  • [FCA CF] Client dealing (1 Oct 2024 to 31 Jan 2026)
• Guido Boehi

  IRN GXB01227

  • CF1 Director (1 Dec 2001 to 31 Dec 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Dec 2003)
  • CF3 Chief Executive (1 Dec 2001 to 31 Dec 2003)
• Gwilym Alexander Graham Lewis

  IRN GXL07742

  • [FCA CF] Material risk taker (since 1 Jan 2022)
  • SMF18 Other Overall Responsibility (16 Jul 2020 to 14 Apr 2026)
  • CF29 Significant management (19 Nov 2018 to 8 Dec 2019)
• HARRISON BUTCHER

  IRN HXB01645

  • [FCA CF] Client dealing (since 26 Jun 2023)
• Hadrien Houbas

  IRN HEH01014

  • [FCA CF] Client dealing (7 Dec 2020 to 31 Aug 2021)
  • CF30 Customer (20 Feb 2019 to 8 Dec 2019)
• Harri Dhiren Bohorun

  IRN HXB00246

  • [FCA CF] Client dealing (31 Jan 2023 to 8 Nov 2024)
• Harry George Jason Mole

  IRN HXM16652

  • [FCA CF] Client dealing (since 6 Jan 2021)
  • CF30 Customer (27 Jun 2019 to 8 Dec 2019)
• Harvey Singh

  IRN HXS00481

  • [FCA CF] Client dealing (since 5 Aug 2024)
• Haya Tinawi

  IRN HXT00068

  • [FCA CF] Client dealing (22 Mar 2021 to 1 Aug 2022)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.