Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Craig Marcus

  IRN DCM01171

  • SMF3 Executive Director (9 Dec 2019 to 27 Apr 2020)
  • CF3 Chief Executive (13 Jun 2017 to 8 Dec 2019)
  • CF1 Director (15 Apr 2013 to 8 Dec 2019)
• Daniel Demetriou

  IRN DXD01661

  • [FCA CF] Client dealing (1 Apr 2020 to 3 Nov 2021)
• Daniel Elliot Joseph

  IRN DEJ01017

  • [FCA CF] Client dealing (since 5 Mar 2024)
• Daniel Hughes

  IRN DCH01142

  • [FCA CF] Client dealing (since 14 Dec 2020)
  • CF30 Customer (23 Mar 2016 to 8 Dec 2019)
• Daniel John Fletcher

  IRN DJF01100

  • CF30 Customer (10 Feb 2014 to 5 Mar 2014)
  • CF26 Customer Trading (1 Dec 2001 to 30 Jan 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
• Daniel John Jones

  IRN DJJ01091

  • CF30 Customer (27 Jan 2010 to 9 Sep 2012)
• Daniel John Minnis

  IRN DJM01365

  • CF30 Customer (17 Feb 2015 to 31 May 2016)
• Daniel Leonardo Di-Benedetto

  IRN DLD01032

  • CF30 Customer (27 Jul 2010 to 1 Mar 2011)
• Daniel Masters

  IRN DXM03114

  • [FCA CF] Client dealing (7 Dec 2020 to 25 Mar 2022)
  • CF30 Customer (9 May 2019 to 8 Dec 2019)
• Daniel Miller

  IRN DXM02161

  • [FCA CF] Client dealing (since 4 Dec 2020)
  • CF30 Customer (28 Jan 2009 to 8 Dec 2019)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.