Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (10 Feb 2014 to 5 Mar 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2004)
    • CF26 Customer Trading (1 Dec 2001 to 30 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.