Tradition (UK) Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Specialist Trading Venue

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Chris De Marco

  IRN CXD01473

  • CF30 Customer (28 Jan 2009 to 30 Jun 2012)
• Chris James

  IRN CXJ01130

  • [FCA CF] Client dealing (since 1 Apr 2025)
• Christian Marcel Michel Baillet

  IRN CMB01229

  • SMF13 Chair of the Nominations Committee (since 1 Apr 2021)
  • SMF12 Chair of the Remuneration Committee (since 1 Apr 2021)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
  • CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
• Christophe Hémon

  IRN CXH00399

  • Director of firm who is not a certification employee or a SMF manager (since 25 Nov 2024)
• Christopher Allen

  IRN CXA01081

  • [FCA CF] Client dealing (7 Dec 2020 to 17 May 2023)
  • CF30 Customer (11 Nov 2009 to 24 Feb 2010)
• Christopher Courtney Parker

  IRN CCP01015

  • CF30 Customer (1 Nov 2007 to 20 May 2008)
  • CF21 Investment Adviser (15 Jul 2005 to 31 Oct 2007)
• Christopher Francis Morris

  IRN CFM01024

  • CF30 Customer (1 Nov 2007 to 16 Aug 2012)
  • CF21 Investment Adviser (22 Jul 2004 to 31 Oct 2007)
• Christopher Harry Scott

  IRN CXS00973

  • [FCA CF] Client dealing (since 5 Feb 2025)
• Christopher John Platt

  IRN CJP01076

  • CF26 Customer Trading (13 Feb 2004 to 11 Jun 2007)
• Christopher McCaffrey

  IRN CXM00366

  • [FCA CF] Client dealing (6 Jul 2020 to 31 Dec 2022)

• Musana Securities Ltd (no longer appointed)

  FRN 221360 · Appointed 12 Dec 2002 · Until 13 Oct 2003

No changes recorded yet.