Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Tradition (UK) Limited
FRN 139200
- SMF12 Chair of the Remuneration Committee (since 1 Apr 2021)
- SMF13 Chair of the Nominations Committee (since 1 Apr 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
- CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
-
TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- SMF12 Chair of the Remuneration Committee (since 1 Apr 2021)
- SMF13 Chair of the Nominations Committee (since 1 Apr 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
- CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
-
TRADITION LONDON CLEARING LIMITED
FRN 190632
- SMF12 Chair of the Remuneration Committee (since 1 Apr 2021)
- SMF13 Chair of the Nominations Committee (since 1 Apr 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
-
TFS Derivatives Limited
FRN 197244
- SMF13 Chair of the Nominations Committee (since 1 Apr 2021)
- SMF12 Chair of the Remuneration Committee (since 1 Apr 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Mar 2021)
- CF2 Non Executive Director (17 Apr 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.