Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (7 Dec 2020 to 17 May 2023)
    • CF30 Customer (11 Nov 2009 to 24 Feb 2010)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (7 Dec 2020 to 25 Nov 2022)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • CF30 Customer (16 Apr 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.