TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Reid

  IRN DXR01734

  • [FCA CF] Client dealing (since 6 Jan 2023)
  • CF30 Customer (27 Mar 2014 to 8 Dec 2019)
• Daniel Withey

  IRN DXW00819

  • SMF18 Other Overall Responsibility (since 27 Nov 2025)
• Darren Dan Ho Yip

  IRN DDY00002

  • CF30 Customer (5 Jun 2013 to 8 Dec 2019)
• Darren Gurner

  IRN DXG01189

  • CF30 Customer (26 Jun 2008 to 30 Sep 2010)
• Darryl Reed

  IRN DXR01398

  • [FCA CF] Client dealing (2 Mar 2021 to 30 Jun 2022)
  • CF30 Customer (26 Apr 2017 to 8 Dec 2019)
• David Charles Pinchin

  IRN DXP01245

  • CF1 Director (1 Dec 2001 to 11 Mar 2009)
• David James Stevens

  IRN DJS01271

  • [FCA CF] Client dealing (since 2 Jan 2020)
• David Jason Sharpe

  IRN DJS01237

  • CF30 Customer (24 Feb 2017 to 31 Dec 2017)
• David Jeffrey Newstead

  IRN DJN01051

  • CF26 Customer Trading (1 Dec 2001 to 6 Oct 2004)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Oct 2004)
• David John Charles Turner

  IRN DJT01242

  • CF30 Customer (22 Jan 2013 to 30 Oct 2014)

No changes recorded yet.