Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 21 Apr 2026)
    • SMF16 Compliance Oversight (since 11 Mar 2024)
    • SMF27 Partner (since 11 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2024)
  • Strata Global Limited (no longer approved here)

    FRN 563834

    • CF30 Customer (19 Dec 2022 to 8 Mar 2024)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • [FCA CF] Client dealing (2 Mar 2021 to 30 Jun 2022)
    • CF30 Customer (26 Apr 2017 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • [FCA CF] Client dealing (2 Mar 2021 to 30 Jun 2022)
    • CF30 Customer (26 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.