Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF1 Director (1 Dec 2001 to 11 Mar 2009)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF1 Director (1 Dec 2001 to 11 Mar 2009)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF1 Director (1 Dec 2001 to 31 Aug 2009)
    • CF3 Chief Executive (1 Dec 2001 to 31 Aug 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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