TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Lewis

  IRN RXL01236

  • CF30 Customer (29 May 2013 to 26 Sep 2019)
• Richard Stephen Choynowski

  IRN RSC01044

  • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
  • CF1 Director (6 Feb 2004 to 11 Mar 2009)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Ricky Stuart MacGregor

  IRN RSM01062

  • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2002)
• Robert Anthony Kitchin

  IRN RAK01040

  • SMF3 Executive Director (since 11 Jun 2025)
• Robert James Fullam

  IRN FXR01152

  • CF30 Customer (30 Jun 2009 to 8 Dec 2019)
• Roberta Carinelli

  IRN RXC02295

  • CF30 Customer (16 Jan 2017 to 8 Dec 2019)
• Robertino Frederick Habib

  IRN RFH01056

  • CF30 Customer (26 Feb 2010 to 8 Dec 2019)
• Rohan Thurairatnam

  IRN RXT01540

  • [FCA CF] Manager of certification employee (since 17 Dec 2020)
  • [FCA CF] Client dealing (since 17 Dec 2020)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• Romain Chautard

  IRN RXC01643

  • CF30 Customer (16 Feb 2017 to 27 Jan 2018)
• Rosana Louise Sargent

  IRN RLS01039

  • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2002)

No changes recorded yet.