Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (28 Nov 2018 to 8 Dec 2019)
  • Clarksons Futures Limited (no longer approved here)

    FRN 179391

    • CF30 Customer (9 Dec 2016 to 25 Jul 2018)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (22 Oct 2012 to 30 Nov 2015)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (1 Nov 2007 to 30 Nov 2015)
    • CF1 Director (6 Feb 2004 to 11 Mar 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.