Romain Chautard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Arrow Energy Markets (UK) Limited
FRN 1001689
- [FCA CF] Client dealing (since 28 Oct 2024)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (3 Jul 2023 to 30 Mar 2024)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (28 Jul 2018 to 8 Dec 2019)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF30 Customer (16 Feb 2017 to 27 Jan 2018)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (16 Feb 2017 to 27 Jan 2018)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (20 Oct 2009 to 5 Apr 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.