TRADITION FINANCIAL SERVICES LTD.

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rebecca Alexandra Harling

  IRN RAH01310

  • CF30 Customer (14 Mar 2016 to 17 Jun 2016)
• Reece Hussain

  IRN RXH17572

  • [FCA CF] Client dealing (since 3 Feb 2026)
  • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
• Rhian Rachel Williams

  IRN RRW01030

  • CF30 Customer (26 Jan 2011 to 30 Apr 2013)
• Rhiannon Marie Johnston

  IRN RXJ00113

  • [FCA CF] Client dealing (17 Feb 2021 to 22 Jan 2024)
• Richard Ian Webster

  IRN RIW01018

  • CF30 Customer (14 Jun 2012 to 8 Dec 2019)
• Richard James Collins

  IRN RJC01359

  • [FCA CF] Client dealing (since 8 Jan 2021)
  • CF30 Customer (14 Mar 2012 to 8 Dec 2019)
• Richard James Layzell

  IRN RJL01116

  • CF26 Customer Trading (1 Dec 2001 to 6 Dec 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 6 Dec 2002)
• Richard John Melkonian

  IRN RJM01431

  • CF30 Customer (18 Feb 2009 to 19 Jul 2010)
• Richard John Seager

  IRN RJS01200

  • CF21 Investment Adviser (30 Nov 2005 to 24 Jun 2006)
• Richard Jr Welch

  IRN RJW01192

  • CF1 Director (1 Dec 2001 to 5 Aug 2008)

No changes recorded yet.