Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 4 Aug 2025)
    • CF30 Customer (since 4 Aug 2025)
    • [FCA CF] Client dealing (since 4 Aug 2025)
    • Employed By (since 4 Aug 2025)
  • ABSOLUTE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 401135

    • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 7 Jul 2025)
    • [FCA CF] Client dealing (1 Dec 2022 to 7 Jul 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (5 Jan 2022 to 15 Jun 2022)
    • CF30 Customer (30 Dec 2021 to 15 Jun 2022)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF30 Customer (14 Jun 2012 to 8 Dec 2019)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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