TRADITION FINANCIAL SERVICES LTD.

Date authorised
1 April 2013
Companies House
01046064
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500
    Web
    https://www.tradition.com

  • Complaints Contact

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Dempsey

    IRN PXD01636

    • CF28 Systems and controls (27 May 2010 to 1 Dec 2011)
  • Paul Meehan

    IRN PXM02209

    • [FCA CF] Client dealing (since 7 Aug 2025)
  • Paul Richard Kingston Barrett

    IRN PRB01192

    • [FCA CF] Manager of certification employee (since 5 Jan 2025)
    • [FCA CF] Client dealing (since 8 Jan 2021)
    • CF30 Customer (17 Feb 2012 to 8 Dec 2019)
  • Paul Taylor

    IRN PXT01149

    • CF30 Customer (1 Nov 2007 to 30 Jun 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Paul Teophan Valery Baudry

    IRN PXB02011

    • CF30 Customer (9 Jan 2015 to 30 Nov 2016)
  • Peter Francis Winfield Weston

    IRN PFW01025

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2021)
    • CF11 Money Laundering Reporting (22 Feb 2002 to 2 Sep 2013)
    • CF10 Compliance Oversight (15 Jan 2002 to 8 Dec 2019)
  • Peter Giovanni Antonioni

    IRN PGA01019

    • CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
    • CF26 Customer Trading (1 Dec 2001 to 10 May 2002)
  • Peter Howard Sceats

    IRN PXS01521

    • CF30 Customer (11 Feb 2008 to 29 Jul 2010)
  • Peter Situ-Amoo

    IRN PXS00467

    • [FCA CF] Client dealing (11 Jan 2022 to 26 May 2022)
  • Philip George Moore

    IRN PGM01115

    • CF26 Customer Trading (21 Aug 2006 to 19 Feb 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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