Peter Francis Winfield Weston

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF16 Compliance Oversight (26 Jun 2020 to 31 Jul 2021)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2021)
    • CF11 Money Laundering Reporting (22 Feb 2002 to 2 Sep 2013)
    • CF10 Compliance Oversight (15 Jan 2002 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2021)
    • CF11 Money Laundering Reporting (22 Feb 2002 to 2 Sep 2013)
    • CF10 Compliance Oversight (15 Jan 2002 to 8 Dec 2019)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2022)
    • CF10 Compliance Oversight (22 Feb 2002 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Feb 2002 to 2 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.