Paul Dempsey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HBL BANK UK LIMITED (no longer approved here)
FRN 188585
- SMF5 Head of Internal Audit (4 Feb 2020 to 31 Mar 2024)
China Construction Bank Corporation London Branch (no longer approved here)
FRN 652628
- SMF5 Head of Internal Audit (7 Mar 2016 to 30 Aug 2019)
- CF28 Systems and controls (22 Dec 2014 to 6 Mar 2016)
Tradition (UK) Limited (no longer approved here)
FRN 139200
- CF28 Systems and controls (27 May 2010 to 1 Dec 2011)
TRADITION FINANCIAL SERVICES LTD. (no longer approved here)
FRN 147543
- CF28 Systems and controls (27 May 2010 to 1 Dec 2011)
TRADITION LONDON CLEARING LIMITED (no longer approved here)
FRN 190632
- CF28 Systems and controls (27 May 2010 to 1 Dec 2011)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF28 Systems and controls (27 May 2010 to 1 Dec 2011)
TFS VOLBROKER LIMITED (no longer approved here)
FRN 206018
- CF28 Systems and controls (27 May 2010 to 1 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.