TRADITION FINANCIAL SERVICES LTD.

Date authorised
1 April 2013
Companies House
01046064
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500
    Web
    https://www.tradition.com

  • Complaints Contact

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to advice that (1) is given in connection with a transaction in the course of which the only regulated activities carried on by the firm are regulated activities of the kind mentioned below and (2) relates to the carrying on by the firm of those activities in the course of that transaction. The activities mentioned above are arranging (bringing about) deals in investments and making arrangements with a view to transactions in investments.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ghislaine Mattlinger

    IRN GXM01375

    • CF1 Director (1 Dec 2001 to 15 Sep 2004)
  • Gidon Ephraim Mahalla

    IRN GEM01068

    • CF30 Customer (31 Oct 2012 to 8 Dec 2019)
  • Giles Reynolds

    IRN GXR01115

    • CF26 Customer Trading (1 Dec 2001 to 30 Nov 2002)
  • Graham David Francis

    IRN GDF01021

    • SMF1 Chief Executive (since 8 Apr 2026)
    • [FCA CF] Manager of certification employee (since 2 Feb 2026)
    • [FCA CF] Significant management (since 2 Feb 2026)
  • Graham Joseph Regan

    IRN GJR01088

    • CF30 Customer (1 Nov 2007 to 28 Feb 2009)
    • CF26 Customer Trading (18 Jan 2007 to 31 Oct 2007)
  • Grant James Anthony Smith

    IRN GJS01173

    • CF30 Customer (1 May 2012 to 7 Oct 2015)
  • Gregg Peter Cowie

    IRN GPC01037

    • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • Grzegorz Kublikowski

    IRN GXK01066

    • CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
    • CF26 Customer Trading (1 Dec 2001 to 16 Aug 2002)
  • Guillaume Gliozzo

    IRN GXG01330

    • CF30 Customer (5 Nov 2009 to 30 Oct 2018)
  • Guy James Wilson

    IRN GJW01165

    • [FCA CF] Client dealing (since 2 Mar 2021)
    • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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