Towers Watson Investment Management Limited

• Principal Place of Business

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

  Web

  https://www.wtwco.com

• Complaints Contact

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Charles Ellis

  IRN MXE00154

  • [FCA CF] Client dealing (1 Apr 2022 to 20 Sep 2024)
• Matthew John Roberts

  IRN MJR01376

  • CF30 Customer (24 Oct 2013 to 17 Nov 2017)
• Nicholas John Pearce

  IRN NJP01089

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
• Nigel Lawson

  IRN NXL01134

  • CF2 Non Executive Director (21 Jun 2006 to 1 Feb 2013)
• Nigel Robert Thackray

  IRN NXT00051

  • [FCA CF] Significant management (since 9 Dec 2019)
• Oliver John Kalac

  IRN OXK00066

  • [FCA CF] Client dealing (since 27 Oct 2023)
• Paul Christopher Berriman

  IRN PCB01040

  • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2026)
  • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (20 Mar 2006 to 8 Dec 2019)
  • CF27 Investment Management (20 Mar 2006 to 31 Oct 2007)
• Paul James Martin

  IRN PJM01400

  • CF1 Director (20 Mar 2006 to 10 Feb 2013)
  • CF10 Compliance Oversight (20 Mar 2006 to 1 May 2014)
  • CF11 Money Laundering Reporting (20 Mar 2006 to 25 Feb 2013)
• Petar Slavchov Astinov

  IRN PXA06503

  • [FCA CF] Manager of certification employee (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (19 Jul 2019 to 8 Dec 2019)
• Peter Edward Stone

  IRN PES01112

  • [FCA CF] Material risk taker (since 25 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 May 2018 to 8 Dec 2019)

No changes recorded yet.