Towers Watson Investment Management Limited

• Principal Place of Business

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

  Web

  https://www.wtwco.com

• Complaints Contact

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Karl Stephen Sternberg

  IRN KSS01022

  • CF30 Customer (1 Nov 2007 to 7 Jul 2016)
  • CF1 Director (20 Mar 2006 to 1 Feb 2013)
  • CF27 Investment Management (20 Mar 2006 to 31 Oct 2007)
  • CF3 Chief Executive (20 Mar 2006 to 1 Feb 2013)
  • CF8 Apportionment and Oversight (20 Mar 2006 to 31 Mar 2009)
• Katharine Mary Collins

  IRN KMC01031

  • [FCA CF] Manager of certification employee (since 4 Jan 2023)
  • [FCA CF] Client dealing (since 25 Nov 2022)
• Katherine Marion Sims

  IRN KMS01114

  • [FCA CF] Manager of certification employee (since 8 Dec 2025)
  • [FCA CF] Material risk taker (since 25 Nov 2022)
  • [FCA CF] Client dealing (since 20 Oct 2020)
• Leon Johann Beukes

  IRN LJB01145

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (17 Oct 2013 to 8 Dec 2019)
• Madhurima Sen

  IRN MXS01208

  • [FCA CF] Client dealing (since 4 Jan 2023)
• Malcolm Peter Lee

  IRN MPL01043

  • CF11 Money Laundering Reporting (25 Feb 2013 to 17 Feb 2014)
• Mark Davis

  IRN MXD01625

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (17 Oct 2013 to 8 Dec 2019)
• Mark John Atkinson

  IRN MJA01086

  • [FCA CF] Significant management (since 19 Jan 2023)
• Mark Richard Calnan

  IRN MEC01105

  • SMF1 Chief Executive (since 18 Aug 2020)
  • SMF3 Executive Director (since 18 Aug 2020)
• Martin Paul Jecks

  IRN MPJ01045

  • [FCA CF] Manager of certification employee (since 2 Feb 2024)
  • [FCA CF] Client dealing (since 10 Jan 2024)

No changes recorded yet.