Towers Watson Investment Management Limited

• Principal Place of Business

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

  Web

  https://www.wtwco.com

• Complaints Contact

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dorota Hotova

  IRN DXH00641

  • [FCA CF] Client dealing (20 Dec 2022 to 4 Jul 2025)
• Douglas Jay Vander Linde

  IRN DJV01046

  • CF1 Director (9 Oct 2014 to 30 Dec 2015)
• Douglas John Crawshaw

  IRN DJC01233

  • [FCA CF] Client dealing (25 Nov 2022 to 2 Jan 2026)
• Duncan John Hale

  IRN DJH01382

  • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jun 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2022)
  • CF30 Customer (9 Nov 2016 to 8 Dec 2019)
• Edward Francis

  IRN EJF01043

  • SMF1 Chief Executive (9 Dec 2019 to 18 Aug 2020)
  • SMF3 Executive Director (9 Dec 2019 to 18 Aug 2020)
  • CF3 Chief Executive (7 Nov 2019 to 8 Dec 2019)
  • CF1 Director (20 Aug 2019 to 8 Dec 2019)
• Edward James Gurney Britton

  IRN EJB01029

  • CF30 Customer (23 Oct 2013 to 5 Apr 2018)
• Edward Robert Lewis Hails

  IRN ERH01032

  • [FCA CF] Material risk taker (since 25 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Eleanor Jane Chinnery

  IRN EJC01131

  • SMF16 Compliance Oversight (since 3 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Oct 2024)
• Ella Merrie Lloyd Jones

  IRN EXL00117

  • [FCA CF] Client dealing (11 Jan 2022 to 14 Jun 2023)
• Elliot William Buchanan

  IRN EXB23598

  • [FCA CF] Manager of certification employee (7 Mar 2022 to 27 Jun 2024)
  • [FCA CF] Client dealing (6 Mar 2020 to 27 Jun 2024)

No changes recorded yet.