Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Manager of certification employee (since 5 Mar 2024)
- [FCA CF] Client dealing (since 19 Oct 2021)
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- SMF3 Executive Director (9 Dec 2019 to 18 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Sep 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 24 May 2021)
- CF1 Director (11 Aug 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (30 Jul 2005 to 31 Oct 2007)
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- SMF3 Executive Director (9 Dec 2019 to 18 Aug 2020)
- SMF1 Chief Executive (9 Dec 2019 to 18 Aug 2020)
- CF3 Chief Executive (7 Nov 2019 to 8 Dec 2019)
- CF1 Director (20 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.