Towers Watson Investment Management Limited

• Principal Place of Business

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

  Web

  https://www.wtwco.com

• Complaints Contact

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Craig Antony Baker

  IRN CAB01198

  • [FCA CF] Client dealing (since 25 Nov 2022)
  • CF30 Customer (21 Oct 2013 to 8 Dec 2019)
• Craig Ritchie Stevenson

  IRN CRS01043

  • CF30 Customer (22 Oct 2013 to 31 May 2015)
• Damien Loveday

  IRN DXL01344

  • CF30 Customer (17 Oct 2013 to 9 Sep 2016)
• Daniel David Gonzalez Norris

  IRN DXG00298

  • [FCA CF] Client dealing (21 Sep 2021 to 8 Dec 2021)
• David Blair Shapiro

  IRN DBS01026

  • CF30 Customer (20 Apr 2015 to 30 Sep 2019)
• David James Hoile

  IRN DXH00244

  • [FCA CF] Manager of certification employee (since 15 Dec 2020)
• David James Merton

  IRN DJM01689

  • CF30 Customer (28 Mar 2018 to 27 Nov 2019)
• David Palfreyman

  IRN DXP01539

  • CF2 Non Executive Director (23 Feb 2007 to 1 Feb 2013)
• David Robert Evans

  IRN DRE01047

  • SMF3 Executive Director (9 Dec 2019 to 19 Aug 2020)
  • CF1 Director (12 May 2014 to 8 Dec 2019)
• Debra Marie Hopgood

  IRN DMM01246

  • SMF3 Executive Director (since 14 Oct 2022)

No changes recorded yet.