Towers Watson Investment Management Limited

• Principal Place of Business

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

  Web

  https://www.wtwco.com

• Complaints Contact

  Willis Group

  51 Lime Street

  London

  City Of London

  EC3M 7DQ

  UNITED KINGDOM

  Phone

  +442031246000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert William Bourne

  IRN RWB01097

  • CF30 Customer (1 Nov 2007 to 1 Dec 2009)
  • CF21 Investment Adviser (28 Apr 2006 to 31 Oct 2007)
• Sami Baba

  IRN SXB12772

  • [FCA CF] Client dealing (since 11 Aug 2025)
  • [FCA CF] Client dealing (23 Sep 2022 to 31 Jul 2025)
• Samuel Michael Edmund Essen

  IRN SME01049

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2024)
  • CF30 Customer (17 Oct 2013 to 8 Dec 2019)
• Sanjoy Ghosh

  IRN SXG01961

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 May 2024)
  • CF11 Money Laundering Reporting (15 Aug 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
• Sara Rejal

  IRN SXR02410

  • [FCA CF] Client dealing (26 Jan 2023 to 1 Sep 2025)
• Simon Matthew Barsoum

  IRN SXB00449

  • [FCA CF] Material risk taker (25 Nov 2022 to 31 Mar 2023)
  • [FCA CF] Client dealing (10 Mar 2021 to 31 Mar 2023)
• So Yeun Lim

  IRN SXL00550

  • [FCA CF] Client dealing (10 Jan 2023 to 1 Jan 2026)
• Sophia Harper

  IRN SXH00891

  • [FCA CF] Client dealing (21 Nov 2022 to 4 Mar 2024)
• Stephen Richard Miles

  IRN SRM01137

  • CF30 Customer (22 Oct 2013 to 6 Feb 2017)
• Stephen William Curran

  IRN SWC01040

  • CF2 Non Executive Director (8 Aug 2006 to 19 Jul 2011)

No changes recorded yet.