Tower House Wealth Management Limited

FRN: 478521
Companies House: 03103550
Last scraped: 4 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Tower House

Lucy Tower Street

Lincoln

Lincolnshire

LN1 1XW

UNITED KINGDOM

Phone

+4401522518759

Web

https://www.towerhousewm.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Robin Edward Tindale
IRN RET00005
- Employed By (5 Feb 2008 to 30 Nov 2020)
Samuel Robin Tindale
IRN SRT01096
- Employed By (since 22 Oct 2015)
Shaun William Sargent
IRN SWS00013
- Employed By (16 Sep 2008 to 30 Jun 2012)
Susan Claire Lovell
IRN SCL00022
- Employed By (19 Jul 2010 to 28 Feb 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.