Toscafund Asset Management LLP

Date authorised
1 April 2013
Companies House
OC320318
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

  • Complaints Contact

    Ferguson House
    15 Marylebone Road
    5th Floor
    London
    NW1 5JD
    UNITED KINGDOM
    Phone
    +4402078456100
    Web
    https://www.toscafund.com

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Powers Lord, JR

    IRN RXL01433

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2022)
    • CF4 Partner (9 Nov 2009 to 9 Dec 2019)
    • CF10 Compliance Oversight (9 Nov 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Nov 2009 to 8 Dec 2019)
  • Robert Sheward

    IRN RXS03269

    • CF4 Partner (1 Mar 2017 to 9 Dec 2019)
    • CF30 Customer (1 Mar 2017 to 8 Dec 2019)
  • Rodney James Barker

    IRN RJB01210

    • [FCA CF] Client dealing (9 Dec 2019 to 19 Aug 2024)
    • CF4 Partner (3 Aug 2015 to 9 Dec 2019)
    • CF30 Customer (3 Aug 2015 to 8 Dec 2019)
  • Russell John Lewis Philpott

    IRN RJP01121

    • CF4 Partner (4 Mar 2009 to 31 Jan 2013)
    • CF30 Customer (4 Mar 2009 to 20 Dec 2011)
  • Sangeeta Gomez

    IRN SKS01108

    • [FCA CF] Client dealing (since 12 Jun 2024)
  • Savvas Prodromos Savouri

    IRN SPS01065

    • CF4 Partner (16 Jun 2008 to 9 Dec 2019)
    • CF30 Customer (16 Jun 2008 to 8 Dec 2019)
  • Stephen David Clapham

    IRN SDC01070

    • CF30 Customer (1 Nov 2007 to 27 Jul 2009)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (31 Oct 2006 to 27 Jul 2009)
  • Sumit Ahuja

    IRN SXA02974

    • [FCA CF] Client dealing (5 Jul 2021 to 23 Sep 2022)
  • Susan Elizabeth Henderson

    IRN SEH01106

    • CF4 Partner (27 Oct 2010 to 19 Sep 2013)
  • Timothy James Martin Bee

    IRN TJB01214

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
    • CF4 Partner (3 Jun 2014 to 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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