Stephen David Clapham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aletheia Analyst Network Limited (no longer approved here)

    FRN 794762

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Nov 2021)
    • CF11 Money Laundering Reporting (8 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (8 Oct 2018 to 8 Dec 2019)
  • Messels Limited (no longer approved here)

    FRN 403323

    • CF30 Customer (14 Feb 2018 to 8 Oct 2018)
  • Hardman Research Ltd (no longer approved here)

    FRN 600843

    • (5)Employed By (12 Jun 2013 to 4 Jan 2016)
  • Toscafund Asset Management LLP (no longer approved here)

    FRN 454907

    • CF30 Customer (1 Nov 2007 to 27 Jul 2009)
    • CF4 Partner (31 Oct 2006 to 27 Jul 2009)
    • CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.