TOKIO MARINE ASSET MANAGEMENT (LONDON) LIMITED

Date authorised
1 April 2013
Companies House
02534139
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402072808575
    Web
    https://www.tokiomarineam.com/uk/

  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402072808575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oleg Kapinos

    IRN OXK01171

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (8 Feb 2017 to 8 Dec 2019)
  • Polly Anna Smith

    IRN PAS01214

    • CF30 Customer (1 Oct 2008 to 19 Feb 2009)
  • Rie Usui

    IRN RXU01002

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
    • CF28 Systems and controls (16 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2008 to 8 Dec 2019)
  • Ronald George Bullivant

    IRN RGB01124

    • [FCA CF] Client dealing (19 Apr 2022 to 13 Oct 2022)
  • Sota Suzuki

    IRN SXS05461

    • Director of firm who is not a certification employee or a SMF manager (2 Jul 2020 to 31 Mar 2025)
  • Stephen Derek Redding

    IRN SDR01071

    • CF30 Customer (18 Jul 2012 to 28 Feb 2014)
  • Takashi Asano

    IRN TXA00308

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2025 to 30 Sep 2025)
  • Takuya Igarashi

    IRN TXI00070

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jul 2024)
  • Tatsuro Yuzawa

    IRN TXY01094

    • CF2 Non Executive Director (1 Jul 2012 to 1 Jul 2016)
  • Tomoko Morland

    IRN TMM01082

    • CF30 Customer (28 Aug 2012 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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