TOKIO MARINE ASSET MANAGEMENT (LONDON) LIMITED

Date authorised
1 April 2013
Companies House
02534139
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402072808575
    Web
    https://www.tokiomarineam.com/uk/

  • Complaints Contact

    20 Fenchurch Street
    London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402072808575

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wataru Itoh

    IRN WXI01014

    • CF30 Customer (29 Jan 2018 to 8 Dec 2019)
  • Wataru Itoh

    IRN WXI00003

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2024)
  • Yasuyuki Kanda

    IRN YXK01067

    • CF1 Director (1 Jul 2013 to 1 Mar 2018)
    • CF30 Customer (1 Jul 2013 to 1 Mar 2018)
    • CF3 Chief Executive (1 Jul 2013 to 1 Mar 2018)
  • Yuichi Takayama

    IRN YXT01025

    • CF2 Non Executive Director (21 Dec 2013 to 31 Mar 2015)
    • CF1 Director (1 Oct 2008 to 21 Nov 2013)
    • CF30 Customer (1 Oct 2008 to 1 Jul 2013)
    • CF3 Chief Executive (1 Oct 2008 to 1 Jul 2013)
  • Yukio Moriya

    IRN YXM01120

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2022)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Apr 2022)
    • CF3 Chief Executive (1 Mar 2018 to 8 Dec 2019)
    • CF1 Director (1 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (1 Mar 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (1 Apr 2015 to 1 Mar 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.