Rie Usui

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TOKIO MARINE ASSET MANAGEMENT (LONDON) LIMITED (no longer approved here)

    FRN 487699

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 May 2024)
    • SMF3 Executive Director (9 Dec 2019 to 28 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2024)
    • CF1 Director (30 Jul 2019 to 8 Dec 2019)
    • CF28 Systems and controls (16 Sep 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Oct 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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