TOKIO MARINE ASSET MANAGEMENT (LONDON) LIMITED

• Principal Place of Business

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402072808575

  Web

  https://www.tokiomarineam.com/uk/

• Complaints Contact

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402072808575

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Akiyoshi Oba

  IRN AXO01282

  • CF2 Non Executive Director (16 Jul 2009 to 1 Jul 2016)
• Ambrose Rayman-Bacchus

  IRN AXR00756

  • [FCA CF] Client dealing (since 28 Apr 2023)
• Anjuman Kang-Stewart

  IRN AXK01787

  • CF30 Customer (21 May 2009 to 30 Apr 2011)
• Ayumi Kondo

  IRN AXK02125

  • CF30 Customer (11 Nov 2011 to 8 Dec 2019)
• Ayumi Kondo

  IRN AXK00294

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Charles Yang

  IRN CXY01087

  • CF2 Non Executive Director (1 Jul 2016 to 29 Jun 2018)
• Christopher James Childs

  IRN CJC01247

  • CF30 Customer (1 Sep 2010 to 7 Oct 2011)
• Christopher May

  IRN CXM02321

  • SMF3 Executive Director (since 1 Mar 2022)
  • SMF1 Chief Executive (since 1 Mar 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Oct 2014 to 8 Dec 2019)
• David Neil O'Keeffe

  IRN DNO01001

  • CF30 Customer (24 Aug 2009 to 6 Jan 2012)
• Hirofumi Kasai

  IRN HXK01115

  • CF2 Non Executive Director (1 Oct 2008 to 1 Jul 2012)

No changes recorded yet.