TOKIO MARINE ASSET MANAGEMENT (LONDON) LIMITED

• Principal Place of Business

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402072808575

  Web

  https://www.tokiomarineam.com/uk/

• Complaints Contact

  20 Fenchurch Street

  London

  EC3M 3BY

  UNITED KINGDOM

  Phone

  +4402072808575

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ichiro Kurimoto

  IRN IXK01201

  • CF30 Customer (29 Oct 2010 to 31 Mar 2012)
• Jonathan Edward Taylor

  IRN JET01103

  • CF30 Customer (8 May 2009 to 20 Sep 2011)
• Kamyar Varzi

  IRN KXV01105

  • [FCA CF] Client dealing (since 10 Jul 2023)
• Kazuhisa Oda

  IRN KXO00081

  • SMF16 Compliance Oversight (since 31 May 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 May 2024)
  • SMF3 Executive Director (since 1 Apr 2022)
• Kenji Kodama

  IRN KXK01340

  • CF2 Non Executive Director (1 Oct 2008 to 1 Jul 2013)
• Kosuke Kato

  IRN KXK01339

  • CF30 Customer (1 Oct 2008 to 11 Feb 2009)
• Maiko Kishi

  IRN MXK02621

  • [FCA CF] Client dealing (4 Sep 2023 to 30 May 2024)
• Masayoshi Miyakawa

  IRN MXM02393

  • CF2 Non Executive Director (1 Oct 2008 to 30 Jun 2010)
• Michie Okino

  IRN MXO00109

  • [FCA CF] Significant management (since 9 Dec 2019)
• Noriko Sugiyama

  IRN NXS00249

  • [FCA CF] Significant management (9 Dec 2019 to 15 Oct 2021)

No changes recorded yet.