Date authorised
1 November 2004
Companies House
OC308658
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Redcliff Street
    Bristol
    Avon
    BS1 6TP
    UNITED KINGDOM
    Phone
    +4403330060000
  • Complaints Contact

    1 Redcliff Street
    Bristol
    Avon
    BS1 6TP
    UNITED KINGDOM
    Phone
    +443330060188

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to introducing employees to a cycle to work scheme
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Heathcote

    IRN AXH00427

    • [FCA CF] Significant management (24 Mar 2021 to 24 Mar 2022)
  • Andrew David Lyon

    IRN ADL01098

    • SMF27 Partner (9 Dec 2019 to 21 Dec 2021)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
  • Christopher Owen

    IRN CXO80311

    • SMF27 Partner (18 Sep 2020 to 21 Dec 2021)
  • David Peter Lawton Pester

    IRN DPP01059

    • SMF27 Partner (9 Dec 2019 to 21 Dec 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 21 Dec 2021)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (29 May 2018 to 8 Dec 2019)
  • Deborah Sheldon

    IRN DXS00397

    • [FCA CF] Significant management (25 Mar 2021 to 24 Mar 2022)
  • Graham Paul Walters

    IRN GPW01064

    • SMF27 Partner (9 Dec 2019 to 28 Apr 2023)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
  • Heather Victoria Wilson

    IRN HVW01007

    • SMF16 Compliance Oversight (12 Jan 2021 to 18 Dec 2024)
  • James Chadwick

    IRN JXC00573

    • [FCA CF] Significant management (since 9 Jun 2023)
    • SMF27 Partner (12 Nov 2021 to 21 Dec 2021)
    • [FCA CF] Significant management (25 Mar 2021 to 24 Mar 2022)
  • James Cuthbert

    IRN JXC00706

    • SMF16 Compliance Oversight (26 Oct 2021 to 4 Jul 2022)
  • James Touzel

    IRN JXT80046

    • SMF27 Partner (17 Sep 2020 to 21 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.