Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 Redcliff StreetBristolAvonBS1 6TPUNITED KINGDOM- Phone
- +4403330060000
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Complaints Contact
1 Redcliff StreetBristolAvonBS1 6TPUNITED KINGDOM- Phone
- +443330060188
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
Show 1 limitation Hide limitations
- · Limited to introducing employees to a cycle to work scheme
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Adam Heathcote
IRN AXH00427
- [FCA CF] Significant management (24 Mar 2021 to 24 Mar 2022)
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Andrew David Lyon
IRN ADL01098
- SMF27 Partner (9 Dec 2019 to 21 Dec 2021)
- CF4 Partner (29 May 2018 to 8 Dec 2019)
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Christopher Owen
IRN CXO80311
- SMF27 Partner (18 Sep 2020 to 21 Dec 2021)
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David Peter Lawton Pester
IRN DPP01059
- SMF27 Partner (9 Dec 2019 to 21 Dec 2021)
- SMF1 Chief Executive (9 Dec 2019 to 21 Dec 2021)
- CF4 Partner (29 May 2018 to 8 Dec 2019)
- CF3 Chief Executive (29 May 2018 to 8 Dec 2019)
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Deborah Sheldon
IRN DXS00397
- [FCA CF] Significant management (25 Mar 2021 to 24 Mar 2022)
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Graham Paul Walters
IRN GPW01064
- SMF27 Partner (9 Dec 2019 to 28 Apr 2023)
- CF4 Partner (29 May 2018 to 8 Dec 2019)
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Heather Victoria Wilson
IRN HVW01007
- SMF16 Compliance Oversight (12 Jan 2021 to 18 Dec 2024)
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James Chadwick
IRN JXC00573
- [FCA CF] Significant management (since 9 Jun 2023)
- SMF27 Partner (12 Nov 2021 to 21 Dec 2021)
- [FCA CF] Significant management (25 Mar 2021 to 24 Mar 2022)
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James Cuthbert
IRN JXC00706
- SMF16 Compliance Oversight (26 Oct 2021 to 4 Jul 2022)
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James Touzel
IRN JXT80046
- SMF27 Partner (17 Sep 2020 to 21 Dec 2021)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.