Date authorised
1 November 2004
Companies House
OC308658
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Redcliff Street
    Bristol
    Avon
    BS1 6TP
    UNITED KINGDOM
    Phone
    +4403330060000
  • Complaints Contact

    1 Redcliff Street
    Bristol
    Avon
    BS1 6TP
    UNITED KINGDOM
    Phone
    +443330060188

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to introducing employees to a cycle to work scheme
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason Paul Cropper

    IRN JPC01279

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2018 to 8 Dec 2019)
  • John Bennett Wood

    IRN JXW24640

    • SMF9 Chair of the Governing Body (since 15 Sep 2020)
    • SMF1 Chief Executive (since 15 Sep 2020)
    • SMF27 Partner (20 Feb 2020 to 15 Sep 2020)
  • John Sheridan

    IRN JXS01919

    • SMF27 Partner (since 11 May 2023)
    • SMF27 Partner (9 Dec 2019 to 21 Dec 2021)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
  • Jonathan Christopher Hoey

    IRN JCH01260

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
  • Jonathan Mark Green

    IRN JMG01276

    • [FCA CF] Significant management (since 25 Mar 2021)
  • Maria Louise Connolly

    IRN MLC01106

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 May 2018 to 30 Sep 2018)
  • Neil Franklin

    IRN NXF00073

    • [FCA CF] Significant management (25 Mar 2021 to 24 Mar 2022)
  • Richard George Leslie Waller

    IRN RGW01120

    • CF4 Partner (29 May 2018 to 23 Oct 2019)
  • Richard Sherwill Hayllar

    IRN RSH01128

    • [FCA CF] Significant management (since 25 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 21 Dec 2021)
    • CF4 Partner (29 May 2018 to 8 Dec 2019)
  • Sarah Vance

    IRN SXV00066

    • [FCA CF] Significant management (since 25 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.