Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TLT LLP (no longer approved here)

    FRN 780419

    • SMF16 Compliance Oversight (12 Jan 2021 to 18 Dec 2024)
  • TLT (N.I.) LLP (no longer approved here)

    FRN 807372

    • SMF16 Compliance Oversight (12 Jan 2021 to 18 Dec 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Nov 2006 to 10 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

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