Titan Private Wealth Limited

• Principal Place of Business

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

  Web

  https://www.titanprivatewealth.com

• Complaints Contact

  Titan Private Wealth Ltd

  2 Cardale Park

  Harrogate

  North Yorkshire

  HG3 1RY

  UNITED KINGDOM

  Phone

  +441423534100

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit, Warrant

• Michelle Bell

  IRN MXB01151

  • [FCA CF] Material risk taker (2 May 2023 to 24 Nov 2025)
• Natasha Mosshaf

  IRN NXM00481

  • [FCA CF] Material risk taker (25 May 2023 to 2 Feb 2024)
  • [FCA CF] Client dealing (25 May 2023 to 2 Feb 2024)
• Neil Richard Brayshaw

  IRN NRB01031

  • CF30 Customer (1 Nov 2007 to 1 Oct 2019)
  • CF27 Investment Management (9 Feb 2004 to 31 Oct 2007)
  • CF21 Investment Adviser (9 Feb 2004 to 31 Oct 2007)
• Nicholas Edward William Alger

  IRN NEA00017

  • CF30 Customer (19 Nov 2012 to 30 Apr 2014)
• Nicholas Robert Johnson

  IRN NRJ01013

  • CF30 Customer (9 Mar 2009 to 30 Apr 2010)
• Nigel Stuart Paterson

  IRN NSP01017

  • CF30 Customer (1 Nov 2007 to 2 May 2017)
  • CF27 Investment Management (26 Sep 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (26 Sep 2003 to 31 Oct 2007)
• Oliver Vartan

  IRN OXV00031

  • [FCA CF] Client dealing (28 May 2025 to 17 Feb 2026)
  • [FCA CF] Material risk taker (28 May 2025 to 24 Nov 2025)
  • [FCA CF] Manager of certification employee (28 May 2025 to 29 May 2025)
  • [FCA CF] Functions requiring qualifications (28 May 2025 to 17 Feb 2026)
• Paul Gregory Hunt

  IRN PGH01045

  • SMF3 Executive Director (since 22 Apr 2024)
• Peter Ian Bainbridge

  IRN PIB00003

  • CF30 Customer (10 Jun 2010 to 15 Feb 2012)
• Peter Richard Heckingbottom

  IRN PRH00043

  • SMF9 Chair of the Governing Body (7 Nov 2024 to 1 Mar 2026)
  • Responsible for Insurance Distribution (1 Oct 2021 to 30 Jun 2025)
  • [FCA CF] CASS oversight function (1 Oct 2021 to 30 Sep 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 3 Apr 2024)
  • SMF16 Compliance Oversight (1 Oct 2021 to 3 Apr 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
  • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
  • CF1 Director (1 Jul 2017 to 8 Dec 2019)

No changes recorded yet.