Peter Richard Heckingbottom

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Titan Private Wealth Limited (no longer approved here)

    FRN 226392

    • SMF9 Chair of the Governing Body (7 Nov 2024 to 1 Mar 2026)
    • Responsible for Insurance Distribution (1 Oct 2021 to 30 Jun 2025)
    • [FCA CF] CASS oversight function (1 Oct 2021 to 30 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2021 to 3 Apr 2024)
    • SMF16 Compliance Oversight (1 Oct 2021 to 3 Apr 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
    • CF1 Director (1 Jul 2017 to 8 Dec 2019)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • CF30 Customer (1 Nov 2007 to 21 Oct 2015)
    • CF1 Director (14 Feb 2006 to 21 Oct 2015)
    • CF21 Investment Adviser (19 Dec 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 May 2002 to 19 Dec 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.