Date authorised
2 September 2016
Companies House
08364643
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500
  • Complaints Contact

    Clutha House
    10 Storey's Gate
    London
    SW1P 3AY
    UNITED KINGDOM
    Phone
    +442080169500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Morrison

    IRN JXM00860

    • [FCA CF] Client dealing (since 20 Jul 2021)
  • James Murray Grant

    IRN JMG01105

    • Director of firm who is not a certification employee or a SMF manager (30 Mar 2021 to 30 Jun 2022)
  • Jamie John Adams

    IRN JJA01011

    • [FCA CF] Client dealing (1 Jan 2023 to 19 Feb 2026)
  • Jeremy Christopher Ward

    IRN JCW01171

    • CF1 Director (AR) (20 Dec 2021 to 24 Jun 2024)
    • CF30 Customer (20 Dec 2021 to 24 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (19 Mar 2021 to 31 Mar 2022)
  • Joanna Lalana Kirby

    IRN JLK01071

    • [FCA CF] Material risk taker (1 Jan 2020 to 19 Mar 2021)
    • [FCA CF] Client dealing (1 Jan 2020 to 19 Mar 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 19 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 19 Mar 2021)
    • CF1 Director (7 Oct 2019 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2016 to 8 Dec 2019)
  • John Owens

    IRN JXO01075

    • CF30 Customer (28 Feb 2022 to 11 Jun 2022)
    • CF1 Director (AR) (28 Feb 2022 to 11 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (26 Mar 2021 to 1 Apr 2022)
  • Josephine Cecilia Llewellen Palmer

    IRN JXL00151

    • [FCA CF] Client dealing (since 29 Apr 2024)
    • [FCA CF] Material risk taker (29 Apr 2024 to 14 Jul 2025)
  • Kayode Akintunde Akinola

    IRN KAA01020

    • CF30 Customer (15 Jul 2019 to 29 May 2020)
    • CF1 Director (AR) (15 Jul 2019 to 29 May 2020)
  • Khaled Chehabi

    IRN KXC01467

    • CF4 Partner (AR) (5 Jul 2018 to 9 Dec 2024)
    • CF30 Customer (6 Jun 2017 to 9 Dec 2024)
  • Kitty Griffin Pain

    IRN KXG00383

    • [FCA CF] Client dealing (since 7 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.