Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Best
IRN PWB01061
- Responsible for Insurance Mediation (7 Nov 2011 to 1 Apr 2015)
- CF29 Significant management (7 Nov 2011 to 1 Apr 2015)
- CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
Philip James William Reed
IRN PJR01201
- CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
- CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
- CF1 Director (14 Sep 2007 to 30 Jun 2014)
Raymond Tang
IRN RXT00191
- [FCA CF] Material risk taker (5 Apr 2021 to 22 May 2025)
Raymundo Yu
IRN RAY01003
- CF29 Significant management (16 Jun 2011 to 27 Aug 2015)
Richard John Drake Eats
IRN RJE01093
- CF16 Significant Mgt (Desgntd Investment Business) (7 Jan 2003 to 21 Jan 2005)
Richard John Fuller
IRN RJF01130
- CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
- CF17 Significant Mgt (Other Business Operations) (2 Mar 2006 to 31 Oct 2007)
Rob McGuire
IRN RXM00456
- [FCA CF] Material risk taker (since 30 May 2022)
Robert Earl Stemmons
IRN RES01067
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)
Robert Walter Allen
IRN RWA01015
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 May 2005)
Robin Jones
IRN RXJ00104
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Arun Bedi (no longer appointed)
FRN 201639 · Appointed 1 Sep 1980 · Until 1 Dec 2001
C & M McClory & Co Limited (no longer appointed)
FRN 201653 · Appointed 5 Nov 1979 · Until 1 Dec 2001
Coppinger Boston (no longer appointed)
FRN 159969 · Appointed 23 Jul 1979 · Until 1 Dec 2001
Christopher Gohl & Associates (no longer appointed)
FRN 201641 · Appointed 8 Jan 1979 · Until 18 Oct 2004
Brian Pratt & Co (no longer appointed)
FRN 201640 · Appointed 28 Aug 1978 · Until 1 Dec 2001
Financial Link Limited (no longer appointed)
FRN 201647 · Appointed 5 Jun 1978 · Until 1 Dec 2001
Simon E Feakins & Partner (no longer appointed)
FRN 201664 · Appointed 14 Nov 1977 · Until 1 Dec 2001
RM Douglas & Co Ltd (no longer appointed)
FRN 201658 · Appointed 1 Nov 1976 · Until 1 Dec 2001
Derek Budd Financial Services (no longer appointed)
FRN 201646 · Appointed 29 Mar 1976 · Until 7 Nov 2003
Smart & Co (no longer appointed)
FRN 201665 · Appointed 10 Dec 1973 · Until 24 Mar 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.