Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Pensions Limited (no longer approved here)

    FRN 110337

    • CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
    • CF1 Director (14 Sep 2007 to 30 Jun 2014)
  • Threadneedle Portfolio Services Limited (no longer approved here)

    FRN 119174

    • CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
    • CF1 Director (14 Sep 2007 to 30 Jun 2014)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
    • CF1 Director (14 Sep 2007 to 30 Jun 2014)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
    • CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
    • CF1 Director (14 Sep 2007 to 30 Jun 2014)
  • Threadneedle Investment Services Limited (no longer approved here)

    FRN 190437

    • CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
    • CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
    • CF1 Director (14 Sep 2007 to 30 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.