Threadneedle Portfolio Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Best
IRN PWB01061
- Responsible for Insurance Mediation (7 Nov 2011 to 1 Apr 2015)
- CF29 Significant management (7 Nov 2011 to 1 Apr 2015)
- CF28 Systems and controls (5 Jul 2010 to 1 Apr 2015)
Philip James William Reed
IRN PJR01201
- CF11 Money Laundering Reporting (1 Jul 2011 to 22 Jun 2012)
- CF10 Compliance Oversight (1 Jul 2011 to 22 Jun 2012)
- CF1 Director (14 Sep 2007 to 30 Jun 2014)
Raymond Tang
IRN RXT00191
- [FCA CF] Material risk taker (5 Apr 2021 to 22 May 2025)
Raymundo Yu
IRN RAY01003
- CF29 Significant management (16 Jun 2011 to 27 Aug 2015)
Richard John Drake Eats
IRN RJE01093
- CF16 Significant Mgt (Desgntd Investment Business) (7 Jan 2003 to 21 Jan 2005)
Richard John Fuller
IRN RJF01130
- CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
- CF17 Significant Mgt (Other Business Operations) (2 Mar 2006 to 31 Oct 2007)
Rob McGuire
IRN RXM00456
- [FCA CF] Material risk taker (since 30 May 2022)
Robert Earl Stemmons
IRN RES01067
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 5 Apr 2002)
Robert Walter Allen
IRN RWA01015
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 May 2005)
Robin Jones
IRN RXJ00104
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Explora Solutions Ltd (no longer appointed)
FRN 151621 · Appointed 1 Mar 1983 · Until 1 Dec 2001
Allan Thompson Financial Services (no longer appointed)
FRN 201638 · Appointed 20 Sep 1982 · Until 11 Jul 2003
Lee Newton Financial Services (no longer appointed)
FRN 201651 · Appointed 2 Aug 1982 · Until 1 Dec 2001
Graham W Obrey Financial Services (no longer appointed)
FRN 201648 · Appointed 31 May 1982 · Until 26 May 2004
JC&PA Gorton (no longer appointed)
FRN 201650 · Appointed 23 Feb 1982 · Until 1 Dec 2001
MC Financial Services Limited (no longer appointed)
FRN 201652 · Appointed 1 Feb 1982 · Until 26 May 2004
The Roger Hersee Partnership (no longer appointed)
FRN 201667 · Appointed 16 Mar 1981 · Until 1 Dec 2001
East Antrim Property Sales (no longer appointed)
FRN 200767 · Appointed 2 Feb 1981 · Until 1 Dec 2001
Richard John Pepall (no longer appointed)
FRN 201659 · Appointed 10 Nov 1980 · Until 1 Dec 2001
Martin Quinn Associates (no longer appointed)
FRN 158807 · Appointed 13 Oct 1980 · Until 14 Mar 2003

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.