Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Timothy James Craigen

  IRN TJC01159

  • CF27 Investment Management (11 Jul 2006 to 31 Aug 2007)
• Timothy Nicholas Gillbanks

  IRN TNG01005

  • CF3 Chief Executive (7 Oct 2016 to 31 Mar 2017)
  • CF10a CASS Oversight function (1 Oct 2011 to 17 Nov 2015)
  • CF28 Systems and controls (1 Nov 2007 to 2 Aug 2016)
  • CF1 Director (9 Mar 2005 to 16 Sep 2014)
  • CF13 Finance (6 Jan 2005 to 31 Oct 2007)
• Toby Nangle

  IRN TXN01027

  • [FCA CF] Material risk taker (9 Dec 2019 to 20 May 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 20 May 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 20 May 2022)
  • CF30 Customer (8 Mar 2012 to 8 Dec 2019)
• Todd Bryson King

  IRN TXK01684

  • [FCA CF] Client dealing (6 May 2021 to 11 Aug 2023)
• Tom Elviss

  IRN TXE01195

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 1 Mar 2023)
• Tony Sandhu

  IRN TXS03682

  • [FCA CF] Material risk taker (9 Dec 2019 to 20 Feb 2026)
• Trudie Anne Wigley

  IRN TAR01034

  • CF30 Customer (1 Nov 2007 to 7 Feb 2009)
  • CF27 Investment Management (7 Feb 2003 to 31 Oct 2007)
• Ullaas Misra

  IRN UXM01040

  • CF30 Customer (21 Aug 2012 to 1 Jun 2015)
• Valerie Ann George

  IRN VAG01003

  • CF26 Customer Trading (1 Dec 2001 to 30 Apr 2004)
• Vanessa Jane Donegan

  IRN VJD01004

  • CF30 Customer (1 Nov 2007 to 21 Dec 2018)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.