Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Richard Holmes

  IRN SRH01147

  • [FCA CF] Client dealing (10 Oct 2023 to 31 Oct 2024)
• Simon William Frederic Blakeney

  IRN SWB01039

  • CF27 Investment Management (1 Dec 2001 to 14 Sep 2005)
• Sohil Chotai

  IRN SXC02506

  • CF30 Customer (13 Aug 2018 to 12 Jul 2019)
• Sonal Sagar

  IRN SXS02210

  • [FCA CF] Client dealing (since 11 Oct 2023)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (4 Apr 2017 to 8 Dec 2019)
• Stacey Cassidy

  IRN SXC02984

  • [FCA CF] Material risk taker (since 18 Feb 2026)
  • [FCA CF] Client dealing (since 18 Feb 2026)
  • [FCA CF] Client dealing (11 Oct 2023 to 1 Apr 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2025)
  • CF30 Customer (9 Jun 2017 to 8 Dec 2019)
• Stephane Robert Alphonse Jeannin

  IRN SRJ01041

  • CF30 Customer (1 Nov 2007 to 16 May 2013)
  • CF27 Investment Management (13 Feb 2006 to 31 Oct 2007)
• Stephen Andreas Worrall

  IRN SAW01264

  • CF29 Significant management (26 Jun 2013 to 9 Jul 2015)
• Stephen Benedict Cohen

  IRN SBC01017

  • CF1 Director (1 Dec 2001 to 31 Mar 2002)
• Stephen David Wingate

  IRN SDW01058

  • CF27 Investment Management (1 Dec 2001 to 16 Jul 2005)
• Stephen Francis Moore

  IRN SFM01017

  • CF30 Customer (1 Nov 2007 to 31 Jan 2014)
  • CF27 Investment Management (23 Aug 2002 to 31 Oct 2007)

No changes recorded yet.