Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Alan David Lonsdale

  IRN RAL01076

  • CF30 Customer (1 Nov 2007 to 7 Feb 2009)
  • CF26 Customer Trading (23 Feb 2006 to 31 Oct 2007)
• Richard Bargrave Henniker Wilson

  IRN RBW01018

  • CF30 Customer (1 Nov 2007 to 3 Jun 2011)
  • CF27 Investment Management (19 Aug 2003 to 31 Oct 2007)
• Richard Charles Stevens

  IRN RCS01078

  • CF30 Customer (12 Aug 2010 to 2 Oct 2014)
• Richard Colwell

  IRN RJC01145

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Nov 2022)
  • CF30 Customer (22 Mar 2010 to 8 Dec 2019)
• Richard John Drake Eats

  IRN RJE01093

  • CF16 Significant Mgt (Desgntd Investment Business) (7 Jan 2003 to 21 Jan 2005)
• Richard John Fuller

  IRN RJF01130

  • CF29 Significant management (1 Nov 2007 to 25 Jan 2010)
  • CF17 Significant Mgt (Other Business Operations) (2 Mar 2006 to 31 Oct 2007)
• Richard Waldo Scott

  IRN RWS01106

  • [FCA CF] Client dealing (24 Jun 2022 to 31 Oct 2024)
• Rob McGuire

  IRN RXM00456

  • [FCA CF] Material risk taker (since 30 May 2022)
• Robert Alexander Stirling

  IRN RAS01125

  • CF1 Director (1 Dec 2001 to 31 May 2007)
  • CF27 Investment Management (1 Dec 2001 to 31 May 2007)
• Robert Anthony Richard Jones

  IRN RAJ01050

  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.