Robert Anthony Richard Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marble Bar Asset Management LLP (no longer approved here)

    FRN 475857

    • [FCA CF] Client dealing (1 Jun 2022 to 25 Jul 2022)
    • [FCA CF] Material risk taker (8 Jun 2021 to 25 Jul 2022)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 30 Sep 2020)
    • [FCA CF] Manager of certification employee (9 Sep 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (9 Sep 2019 to 30 Sep 2020)
    • [FCA CF] Significant management (9 Sep 2019 to 30 Sep 2020)
    • [PRA CF] Key function holder (9 Sep 2019 to 30 Sep 2020)
    • [PRA CF] Managing a material risk taker (9 Sep 2019 to 30 Sep 2020)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 14 Nov 2019)
    • CF29 Significant management (16 Nov 2015 to 6 Mar 2016)
    • CF30 Customer (3 Nov 2010 to 6 Mar 2016)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF27 Investment Management (21 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.