Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Peter Staples

  IRN JPS01067

  • CF27 Investment Management (1 Dec 2001 to 30 Nov 2004)
• Jonathan Pitkanen

  IRN JXP00444

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Oct 2024)
• Julian Adam Sheard Thompson

  IRN JAT01053

  • CF30 Customer (1 Nov 2007 to 8 Oct 2010)
  • CF27 Investment Management (20 Oct 2003 to 31 Oct 2007)
• Julian Fergus Adams

  IRN JFA01007

  • CF30 Customer (14 Jan 2008 to 3 Apr 2009)
• Julian Giles Gilbertson

  IRN JGG01030

  • CF30 Customer (4 Oct 2011 to 26 Apr 2015)
• Julian Mark Stanley Cane

  IRN JMC01126

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Client dealing (since 11 Oct 2023)
• Julie Griffiths

  IRN JPJ01012

  • [FCA CF] Significant management (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Sep 2023)
  • SMF4 Chief Risk (9 Dec 2019 to 25 Aug 2022)
  • CF28 Systems and controls (16 May 2016 to 8 Dec 2019)
• Julius James Stringer Mort

  IRN JJM01153

  • CF30 Customer (1 Nov 2007 to 22 Oct 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Karen Jean Green

  IRN KJG01069

  • CF30 Customer (1 Nov 2007 to 15 Nov 2007)
  • CF26 Customer Trading (3 May 2007 to 31 Oct 2007)
• Karen Wendy O'Malley

  IRN KWO01012

  • CF30 Customer (1 Nov 2007 to 16 Apr 2010)
  • CF26 Customer Trading (22 Oct 2007 to 31 Oct 2007)

No changes recorded yet.