Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 19 Apr 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 13 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2023)
- CF30 Customer (14 Aug 2014 to 8 Dec 2019)
- CF4 Partner (14 Aug 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 22 Oct 2010)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 22 Oct 2010)
- CF27 Investment Management (20 May 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.