Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hosking Partners LLP (no longer approved here)

    FRN 629271

    • SMF27 Partner (9 Dec 2019 to 19 Apr 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2023)
    • CF30 Customer (14 Aug 2014 to 8 Dec 2019)
    • CF4 Partner (14 Aug 2014 to 8 Dec 2019)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • CF30 Customer (1 Nov 2007 to 22 Oct 2010)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • CF30 Customer (1 Nov 2007 to 22 Oct 2010)
    • CF27 Investment Management (20 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.