Threadneedle Asset Management Limited

• Principal Place of Business

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

  Web

  https://www.columbiathreadneedle.com

• Complaints Contact

  Cannon Place

  78 Cannon Street

  London

  EC4N 6AG

  UNITED KINGDOM

  Phone

  +442074645000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Guy Evelyn Patrick Beech

  IRN GEB00010

  • CF16 Significant Mgt (Desgntd Investment Business) (30 Sep 2004 to 5 Jun 2006)
• HARRY ANDRONICOU

  IRN HXA01333

  • [FCA CF] Client dealing (8 Aug 2023 to 22 Jul 2024)
  • [FCA CF] Manager of certification employee (8 Aug 2023 to 22 Jul 2024)
• Heiko Schupp

  IRN HXS01199

  • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2024)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 7 May 2024)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Helen Jane Cardinal

  IRN HJP01021

  • CF30 Customer (1 Nov 2007 to 18 Feb 2011)
  • CF26 Customer Trading (18 Aug 2005 to 31 Mar 2006)
• Henry Benjamin Waight

  IRN HXW08215

  • [FCA CF] Client dealing (11 Oct 2023 to 7 Oct 2024)
• Henry Stipp

  IRN HXS01193

  • CF30 Customer (1 Nov 2007 to 19 Mar 2019)
  • CF26 Customer Trading (1 Feb 2002 to 31 Oct 2007)
• Henry William Cooke

  IRN HWC01007

  • CF30 Customer (1 Aug 2012 to 30 Apr 2014)
• Herschel E Post

  IRN HEP01006

  • CF2 Non Executive Director (4 Aug 2010 to 18 Mar 2016)
• Iain Richards

  IRN IXR00049

  • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 May 2024)
• Ian Barnetson

  IRN IXB01191

  • CF29 Significant management (1 Nov 2007 to 9 May 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (1 Sep 2006 to 31 Oct 2007)

No changes recorded yet.