Iain Richards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2024)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Client dealing (9 Dec 2019 to 26 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 26 May 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.