Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (9 Dec 2019 to 7 May 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 May 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 7 May 2024)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Material risk taker (9 Dec 2019 to 7 May 2024)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Vantage Infrastructure (UK) Limited (no longer approved here)

    FRN 459816

    • CF29 Significant management (8 Jan 2014 to 10 Aug 2016)
    • CF30 Customer (19 Nov 2012 to 10 Aug 2016)
  • Pantheon Ventures (UK) LLP (no longer approved here)

    FRN 520240

    • CF30 Customer (16 Nov 2011 to 18 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.